MONTGOMERY CAPITAL ADVISORS, LLC

FIRM PROFILE

Montgomery Capital Advisors, LLC, is an independent fee-only registered investment advisory firm, based in New York, and specializing in discretionary portfolio management for investors seeking private investment counsel.

At a time when the financial service industry is consolidating into full-service giants, Montgomery Capital has decided to pursue a different course. We are not a volume business and have no desire to be one. We focus our attention on a select number of clients and their portfolios, enabling us to develop personalized investment strategies. Our goal is not only to manage our clients' financial assets, but to develop solutions to help them reach their financial goals.

We have successfully assisted:

• Individuals who have come into a significant inheritance in assessing their objectives and financial goals. 

• Individuals who hold concentrated or low-basis stock positions in managing and diversifying their portfolios in a tax-efficient manner.

• Individuals nearing and embarking on retirement in assessing their cash-flow needs and establishing realistic objectives.

• Individuals who have rolled over their 401(k)s or other retirement plans into self-directed IRAs in achieving better control and greater flexibility of their portfolios.

• Trustees, Grantors and Beneficiaries of trust accounts in managing the assets of the trust in accordance with the stated objectives of the trust documents.   

Montgomery Capital prides itself on its long-term relationships, many of which span decades and generations. We seek to educate our clients about the investment process and the value of a long-term perspective. We work closely with each client to develop a financial strategy that meets the client's objectives, and is compatible with the client's risk tolerance. We employ strict investment strategies and disciplines, and do not allow short-term vicissitudes to affect our methodology. We are consistent and patient with our investment decisions, ensuring that they are based on disciplined strategies, not emotion.  

Our philosophy is centered on the concept that superior returns accrue to the equity owners of superior companies. We are long-term investors with a disciplined approach to the investment decision-making process. Montgomery Capital manages risk by diversifying among sectors, and asset classes as each investor is unique, with specific financial goals. We aim to construct a portfolio tailored to each individual's objectives and risk tolerance.

We serve a distinct market niche, individuals with investable assets of $5 - $50 million, a sector often overlooked and underserved by larger financial institutions.  Montgomery Capital takes on new clients selectively in order to assure hands-on service to all of our clients.  Montgomery Capital is an organic business; our growth comes from increasing our clients' assets and referrals from satisfied clients.

Investment Adviser Disclosure
Montgomery Capital Advisors, LLC is a registered investment adviser under the Investment Advisers Act of 1940. The purpose of this website is limited to providing you with general information on our services and philosophy. Montgomery Capital does not render or offer to render personalized investment advice or financial planning advice through this website.